11-02736 | 03/04/2014 | Claimant(s): Bart Sullivan, Bart Sullivan. Claimant Lawyers(s): Bart Sullivan Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Michael D. Harrison, Dennis A. Torres, Jack R. Goetz Hearing Site: Los Angeles, CA
| | $0 |
11-03452 | 08/16/2013 | Claimant(s): Betty Saleh, Patrick FitzWilliam Claimant Lawyers(s): Maxwell M. Blecher Respondent(s): Wedbush Securities Inc., Edward Wedbush, Michael Gardner, Richard Lanni Respondent Lawyers(s): Jerry S. Phillips, John Erikson Arbitrator(s): Robert A. Lombardi, Dennis A. Torres, Robert Dean McKinley Hearing Site: Los Angeles, CA
| | $435,380 |
08-04006 | 08/26/2009 | Claimant(s): Peak Securities Corporation Claimant Lawyers(s): Chad Weaver Respondent(s): Gregg Mulholland, Bruin Industries. Respondent Lawyers(s): Irving M. Einhorn Arbitrator(s): Elliott David Finkel, Dennis A. Torres, Randall N. Kirk Hearing Site: Los Angeles, CA
| | $0 |
08-01322 | 08/25/2009 | Claimant(s): Ilene Graham Claimant Lawyers(s): William S. Bonnheim Respondent(s): Michael Goodman, Stone & Youngberg LLC Respondent Lawyers(s): Cara L. Meredith, Gregory E. Copeland Arbitrator(s): Jeffrey E. Skogsbergh, Richard J. Stall, Dennis A. Torres Hearing Site: Los Angeles, CA
| | Expungement |