| 08-03150 | 11/25/2009 | Claimant(s): Steven Cohen and Marsha Cohen
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Jr., Morgan Keegan & Company.
Respondent Lawyers(s): Nancy H. Baughan, Patrice R. Walker
Arbitrator(s): Vernon Barnum, Louis M. Parker, Richard W. Pendleton
Hearing Site: Las Vegas, NV
|  | $0 |
| 07-01083 | 03/17/2009 | Claimant(s): Terry L. Haines and Jimmy H. Haines
Claimant Lawyers(s): David Liebrader
Respondent(s): Christopher Zockoll, James Catledge
Respondent Lawyers(s): Phillip R. Emerson, Todd M. Touton
Arbitrator(s): Victoria E. Johnson, Philip H. Marmurowski, Gregory B. Wood
Hearing Site: Las Vegas, NV
| | $129,503 |
| 07-02969 | 10/31/2008 | Claimant(s): Salovich Family Trust
Claimant Lawyers(s): George V. Salovich
Respondent(s): Derek Uehara, Johanna Martin, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Edwin C. Shiver
Hearing Site: Las Vegas, NV
| | $0 |
| 06-00111 | 09/05/2008 | Claimant(s): Estate of David Roberts
Claimant Lawyers(s): Jerry L. Colclazier
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Ashley Young Adams
Arbitrator(s): Lincoln F. Stock, Dale B. Rycraft, Dee Newell
Hearing Site: Las Vegas, NV
| | $0 |
| 08-00068 | 08/14/2008 | Claimant(s): Shirley Paessler
Claimant Lawyers(s): Shirley Kathleen Paessler
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Herbert Murez
Hearing Site: Las Vegas, NV
| | $0 |
| 07-03285 | 07/24/2008 | Claimant(s): Susan Sullivan
Claimant Lawyers(s): Jonathan Schaan
Respondent(s): Elena Kane, Lowell McCain, WMA Securities.
Respondent Lawyers(s): Cameron W. Thomas, William H. McLean
Arbitrator(s): Frederick K. Steiner
Hearing Site: Las Vegas, NV
| | $6,600 |
| 07-01095 | 05/09/2008 | Claimant(s): Evelyn Brandin, IRA, Brandin Family Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): James Thomas
Respondent Lawyers(s): Alan L. Sachs
Arbitrator(s): Merrill Dean Taylor, Robert Rosen, Dee Newell
Hearing Site: Las Vegas, NV
| | $1,225,420 |
| 07-01278 | 08/29/2007 | Claimant(s): Mildred Markowski
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Bonnie Stein, Christopher Davis, Jennifer Vollmer, Mary-Ann Princinsky, Neil Adleberg, Scott Grebenstein, William Skinner
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Paul H. Lamboley, William R. Rafti, Linda Jane Jones
Hearing Site: Las Vegas, NV
| | Expungement |
