Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00141 | 07/25/2013 | Claimant(s): Michel Rosen, Naomi Rosen Claimant Lawyers(s): Susan R. Healy Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Langfred W. White, Robert S. Anderson, Keith M. Crouse Hearing Site: Tampa, FL |  | Expungement |
| 09-02926 | 11/10/2011 | Claimant(s): Margaret Noble Claimant Lawyers(s): Margaret K Noble Respondent(s): Edward Rosenberg, Richard Angelotti Respondent Lawyers(s): Marc Dobin, Richard Henry Angelotti Arbitrator(s): Muriel Desloovere, Oliver J. Janney, Keith M. Crouse Hearing Site: Tampa, FL | | Expungement |
| 08-04321 | 02/01/2010 | Claimant(s): Abid A. Shah Trust UAD 9/12/92 Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Clyde McMullen, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew Wolper Arbitrator(s): Edith N. Dinneen, Jack A. Helms, Keith M. Crouse Hearing Site: Tampa, FL | | $255,000 |