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FINRA Awards for Thomas Michael Gandolfo

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0154009/26/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): David G. Smitham
Respondent(s): Brendon Lyden, Mark Ginsberg
Respondent Lawyers(s): Brendon John Lyden, Loretta M. Gastwirth
Arbitrator(s): Vincent C. Pangia, Thomas Michael Gandolfo, Mary Julia O'Connell
Hearing Site: New York, NY
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