Potomac Analytics' Logo

FINRA Awards for Thomas Michael Gandolfo

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0003005/18/2018Claimant(s): Francis Mitchell
Claimant Lawyers(s): Gerald S. Berkowitz
Respondent(s): Charles Reiling, Matthew Rakerd, Coastal Equities.
Respondent Lawyers(s): Charles S. Fax
Arbitrator(s): Joseph J. Arata, Thomas Michael Gandolfo, Jason Scott Eveleth
Hearing Site: New York, NY
14-0241907/16/2015Claimant(s): John Gatens
Claimant Lawyers(s): Robert S. Balsam
Respondent(s): Daniel Lavecchia, Louis Scotto, Robert Kellan, BGC Financial, L.P.
Respondent Lawyers(s): Michael S. Popok
Arbitrator(s): Daniel B. Berkson, Robert E. Anderson, Thomas Michael Gandolfo
Hearing Site: New York, NY

2 Results

Display: