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FINRA Awards for Beverly S. Gordon

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0102610/14/2014Claimant(s): Lynda Riker for Estate of Robert Riker
Claimant Lawyers(s): Garry J. Rhoden
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
Checkmark IconExpungement
14-0025509/10/2014Claimant(s): A.J. Russell
Claimant Lawyers(s): A.J. Russell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
Checkmark Icon$88
12-0383507/10/2013Claimant(s): Henry Hancock, Khalid Nazir, Richard Dino, Sandra Hershberg, James Goodman IRA, Jonathan Lobatto IRA, James L. Fosshage Profit Sharing Plan, Steffke Family Revocable Trust, The Red Trust
Claimant Lawyers(s): Phillip J. Snyderburn
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): William Kebbe, Esq.
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
Checkmark Icon$51,600
11-0412605/31/2012Claimant(s): Howard Adkins
Claimant Lawyers(s): Howard M. Adkins
Respondent(s): David Wylie, Kenneth Nadeau, New England Securities
Respondent Lawyers(s): William Zeena
Arbitrator(s): Beverly S. Gordon
Hearing Site: Tampa, FL
Checkmark Icon$163
09-0722104/23/2012Claimant(s): Denise Fournier
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Beverly S. Gordon
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0388002/22/2012Claimant(s): Donald Haynes
Claimant Lawyers(s): Kevin S Koplin
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Beverly S. Gordon
Hearing Site: Tampa, FL
Checkmark IconExpungement

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