| 12-02667 | 04/03/2014 | Claimant(s): Joseph Mysliwiec, Mary Mysliwiec, Ronald T. Mysliwiec (decd) IRA
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Timothy J. Currier, Mark Scarr, John P. Gouttiere
Hearing Site: Detroit, MI
|  | Expungement |
| 10-00481 | 08/02/2012 | Claimant(s): Michael Aberlich, Patricia Aberlich, Michael Aberlich IRA, Patricia Aberlich IRA
Claimant Lawyers(s): Dennis K. Egan
Respondent(s): Anthony Manaia, Intervest International Equities Corpora, Manaia Capital Management.
Respondent Lawyers(s): Anthony G. Manaia, Joseph D. Carney
Arbitrator(s): Timothy J. Currier, Matthew H. Turnbull, Raymond J. Sterling
Hearing Site: Detroit, MI
| | $727,290 |
| 10-02777 | 05/23/2012 | Claimant(s): Marilyn Szymkiw-Schrieber, Michael Schreiber, The Schrieiber Living Trust DTD 12/1/06
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Timothy J. Currier, Jacqueline R. Fox, Gregory M. Gendron
Hearing Site: Detroit, MI
| | $237,597 |
| 09-05626 | 04/02/2012 | Claimant(s): Eileen Boutin
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wachovia Securities, Donald Van De Steene
Respondent Lawyers(s): Brian Witus, Stuart H. Deming
Arbitrator(s): Timothy J. Currier, Barry Goldman, Lawrence George Kloth
Hearing Site: Detroit, MI
| | $50,000 |
| 10-02367 | 06/10/2011 | Claimant(s): Edmund Chrostowski
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): UBS Financial Services Inc., Philip Bocketti
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
| 09-04872 | 08/09/2010 | Claimant(s): Harold Cannell
Claimant Lawyers(s): Harold Cannell
Respondent(s): Blake Pollock, David Kuhna, UBS Financial Services Inc.
Respondent Lawyers(s): John O. Murphy
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | Expungement |
| 09-05883 | 07/30/2010 | Claimant(s): Kevin Wagner, Martin Wagner, Sandra Wagner
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Maximum Financial Group.
Respondent Lawyers(s): The Company President
Arbitrator(s): Jeffry M. Bauer, Timothy J. Currier, Matthew Scott Brown
Hearing Site: Detroit, MI
| | $245,575 |
| 05-03691 | 07/08/2008 | Claimant(s): N. Honer
Claimant Lawyers(s): Walter L. Baumgardner
Respondent(s): David Hester, Robert W. Baird & Co. Incorporated, Victor Whang
Respondent Lawyers(s): Gary M. Saretsky
Arbitrator(s): John R. Main, Timothy J. Currier, Lee Hornberger
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
