| 12-01812 | 10/22/2013 | Claimant(s): Gaylord Prestige
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Henry L. Dahl, Brian W. Yee, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
|  | Expungement |
| 12-00935 | 06/24/2013 | Claimant(s): Barbara Merlin, John Merlin, Merlin Family Trust dtd 09/15/2005
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Jeffery Briggs, Mark McCloskey, Philip Pizelo, Shanon Ford, Briggs Financial Services, Pacific West Financial Group Holding Co., Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Chance A.E. Hodges, Jeffrey O. Briggs
Arbitrator(s): Jerry H. Friedland, Henry L. Dahl, William Borden Morgan
Hearing Site: Phoenix, AZ
| | Expungement |
| 10-00606 | 01/06/2012 | Claimant(s): Callas Foundation.
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Jason Hale
Arbitrator(s): Charles W. Herf, Henry L. Dahl, Michael M. Hachigian
Hearing Site: Atlanta, GA
| | $231,337 |
| 10-01800 | 01/07/2011 | Claimant(s): Jimmy Hair, Karen Hair, Oceans 30.
Claimant Lawyers(s): Rosemary J. Shockman
Respondent(s): Jared Roskelley, Sagepoint Financial., Keith Degreen
Respondent Lawyers(s): Alan Baskin, Robert B. Ericson, Robert D. Mitchell
Arbitrator(s): Charles W. Herf, Marc Kalish, Henry L. Dahl
Hearing Site: Phoenix, AZ
| | Expungement |
