FINRA Awards for Henry L. Dahl

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-00980	04/25/2014	Claimant(s): David Birrell, Gregory Schulte Claimant Lawyers(s): Mark D. Chester Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Timothy N. Will Arbitrator(s): Robert S. Mautner, Henry L. Dahl, Deborah C. Bernot Hearing Site: Phoenix, AZ
10-03181	10/29/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): James Watson Respondent Lawyers(s): Mark D. Chester Arbitrator(s): Victor B. Taube, Henry L. Dahl, Richard Marc Weinroth Hearing Site: Phoenix, AZ
10-03273	04/18/2012	Claimant(s): Jeffrey Prior Claimant Lawyers(s): Jaime Gill Santos Respondent(s): Bbva Compass Investment Solutions Respondent Lawyers(s): A. Kelly Brennan Bolvig Arbitrator(s): Henry L. Dahl, Deborah Miriam Lavinsky Hearing Site: Phoenix, AZ
08-01269	10/28/2010	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Eric Lansverk Respondent(s): John Simonson, Kirk Gill Respondent Lawyers(s): Armand Salese Arbitrator(s): Richard E. Anderson, Henry L. Dahl, Richard Marc Weinroth Hearing Site: Phoenix, AZ