| 12-00340 | 06/18/2013 | Claimant(s): Steven Constantino IRA, Steven Constantino Joint Account
Claimant Lawyers(s): Jonathan Earl Rosenbaum
Respondent(s): Joseph Starr, Ferris, Baker Watts
Respondent Lawyers(s): Donald S. Arbour, Joseph P. Starr
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
|  | $15,225 |
| 10-05640 | 04/05/2012 | Claimant(s): Nathan Goodman
Claimant Lawyers(s): Nathan D. Goodman
Respondent(s): Scott Wick, RBC Capital Markets
Respondent Lawyers(s): Donald S. Arbour
Arbitrator(s): Gerald D. Wygant, G. E. Craig Doupe, Linda I. Thomas
Hearing Site: Helena, MT
| | $0 |
| 09-02420 | 12/02/2010 | Claimant(s): Michael Klatte, Klatte Golf Management., Klatte Golf Partnership, Michael A. Klatte Charitable Remainder U
Claimant Lawyers(s): Michael MacDonald
Respondent(s): Anthony Salino, Lynn Schultz, RBC Dain Rauscher., Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers
Respondent Lawyers(s): Anthony John Salino, Donald S. Arbour, Kelly W. Hoversten, Lynn G. Schultz, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen, The Company President
Arbitrator(s): Bruce J. Nerland, Thomas J. Gmeinder, Robert S. Burk
Hearing Site: Minneapolis, MN
| | $2,839,290 |
