09-04678 | 12/31/2012 | Claimant(s): Marsha Orsatelli Smith, S3 Properties LP, SFG LLC, SSI Land Cattle Co., Katelyn Smith UTMA, Custodian Account, Ty Smith UTMA Claimant Lawyers(s): David Gaba, John A. Bender Respondent(s): Wachovia Securities Respondent Lawyers(s): Robert Bocko Arbitrator(s): Bonny Kathleen Riggs, Laurie E. Law, Charles Scott McClellan Hearing Site: Seattle, WA
| | $0 |
09-01369 | 05/27/2011 | Claimant(s): James Jordan Claimant Lawyers(s): James H. Jordan Respondent(s): Nations Financial Group. Respondent Lawyers(s): William T. McCartan Arbitrator(s): Joseph C. Roberts, Bonny Kathleen Riggs, Laurie E. Law Hearing Site: Seattle, WA
| | Stipulated Award and Expungement |
08-03307 | 07/24/2009 | Claimant(s): Albert Longbotham Trust Claimant Lawyers(s): Robert S. Banks Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Cal G. Gonzales Arbitrator(s): Gerald D. Wygant, Bonny Kathleen Riggs, Katherine H. O'Neil Hearing Site: Portland, OR
| | $76,145 |
07-01659 | 11/18/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): Lee Weissman Respondent Lawyers(s): Lee Weissman Arbitrator(s): Bonny Kathleen Riggs, Thomas D. Cochran, Montgomery G. Griffin Hearing Site: Honolulu, HI
| | $0 |