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FINRA Awards for Bonny Kathleen Riggs

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0132404/26/2013Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Jennifer R. Seltenrich
Respondent(s): Richard Westerman
Respondent Lawyers(s): Richard Herbert Westerman
Arbitrator(s): Bonny Kathleen Riggs, Robert M. Stein, Jerome O. Cohen
Hearing Site: Seattle, WA
08-0367802/14/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): John Fenton
Respondent Lawyers(s): Michael R. Scott
Arbitrator(s): Bonny Kathleen Riggs, Kay A. Johnson, CRCP, Judith Hill Henderson
Hearing Site: Seattle, WA
08-0083504/01/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Mathew Dailey
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Bonny Kathleen Riggs, Michael J. Busch, Laurie E. Law
Hearing Site: Seattle, WA

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