20-03694 | 07/14/2022 | Claimant(s): Juan Rodriguez, Myriam Gonzalez Claimant Lawyers(s): Jeffrey D. Anderson Respondent(s): Antonio ReynaL Financial LLC, Edward Miller, Financial Resources Group Investment Srv Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): G. Maynard Green, Danielle L. Hargrove, Elena Dilorio Hearing Site: Houston, TX
| | $2,573,340 |
20-03798 | 03/24/2022 | Claimant(s): B. Bryant, Memorial Rock Investments L.P. Claimant Lawyers(s): Lance C. Arney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Daniel J. Pagnano, Elena DiIorio, Bartlett Michael Sheinberg Hearing Site: Houston, TX
| | $1,184,210 |
14-00987 | 11/16/2015 | Claimant(s): Alice Saffell, Cynthia Peterson Claimant Lawyers(s): Alice Saffell, Cynthia A. Peterson Respondent(s): Jack Kusch, Madison Avenue Securities. Respondent Lawyers(s): Daniel A. Hetzel Arbitrator(s): Donald K. Eckhardt, Brian James Tagtmeier, Elena DiIorio Hearing Site: Houston, TX
| | $15,000 |