Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01311 | 08/22/2024 | Claimant(s): Alexander Apelles Claimant Lawyers(s): Alvin Adjei Respondent(s): Edward Jones Respondent Lawyers(s): Ryan Swink Arbitrator(s): John (Chris) Melton, Platt W. Davis, Elena Dilorio Hearing Site: Houston, TX | ||
| 20-00633 | 08/09/2021 | Claimant(s): Thomas Archer Claimant Lawyers(s): Leonard J. Meyer Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Martin S. Schexnayder Arbitrator(s): Elena DiIorio, Jonathan Charles Day, Bill Ray Haley Hearing Site: Houston, TX | ||
| 16-02429 | 05/12/2017 | Claimant(s): Kristopher Whitney Claimant Lawyers(s): Kristopher C. Whitney Respondent(s): NYLife Securities LLC, Carolyn Wagner, Edward Martinez, Jaime Garcia, Nancy Hunt Respondent Lawyers(s): Carolyn Maureen Wagner, Edward O. Martinez, Jaime Eduardo Garcia, Mike G. Brown, Nancy L. Hunt Arbitrator(s): Daniel J. Pagnano, Elena DiIorio, Curtis Jay Meador Hearing Site: Houston, TX | Expungement |