FINRA Awards for Peter Andrew Marx

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00156	10/24/2018	Claimant(s): Elizabeth Cleary Claimant Lawyers(s): Michael Vigorito Respondent(s): Berthel, Fisher & Company Financial Ser. Respondent Lawyers(s): Peter J. McElligott Arbitrator(s): B. John Dill, Paul A. Auerbach, Peter Andrew Marx Hearing Site: Boston, MA		$0
16-02084	12/22/2017	Claimant(s): Giovanni Lanza, Mariantonia Lanza Claimant Lawyers(s): Edwin L. Doernberger Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert Titus, Morton S. Bunis, Peter Andrew Marx Hearing Site: Boston, MA		$0
13-02616	11/25/2014	Claimant(s): Allen Nelson, Susan Nelson, Nelson Realty North Corp. LLC, One Live Oak 4 Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Charles Kulch, Next Financial Group. Respondent Lawyers(s): David J. Freniere Arbitrator(s): Robert Titus, Edward Joseph Boudreau, Peter Andrew Marx Hearing Site: Manchester, NH		Expungement
13-03451	11/04/2014	Claimant(s): Terry Bennett, Terry C. and Terry M. Bennett Trust Claimant Lawyers(s): Michael C. Harvell Respondent(s): Morgan Stanley Respondent Lawyers(s): Cliff G. Anderson Arbitrator(s): B. J. Krintzman, Peter Andrew Marx, Dennis James Malloy Hearing Site: Manchester, NH		$0