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FINRA Awards for Peter Andrew Marx

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0366212/07/2021Claimant(s): Lowell Hart
Claimant Lawyers(s): John A. Mangones
Respondent(s): State Farm VP Management Corp.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Thomas C. Tretter, William Norton, Peter Andrew Marx
Hearing Site: Manchester, NH
14-0364805/13/2016Claimant(s): James Kenerson
Claimant Lawyers(s): Dan Druz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Evalyn Lipton Fishbein, Peter Andrew Marx, Jory E Berkwits
Hearing Site: Boston, MA
10-0325708/25/2011Claimant(s): Richard Denerstein
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Lawrence Brazie, Westminster Financial Securities.
Respondent Lawyers(s): Edward D. Muransky
Arbitrator(s): Richard J. Grahn, Pamela E. Berman, Peter Andrew Marx
Hearing Site: Boston, MA

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