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FINRA Awards for Timothy P. Kebbe

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0256210/23/2013Claimant(s): Michael Pistillo
Claimant Lawyers(s): Timothy P. Kebbe
Respondent(s): Keating Investment Management
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Linda M. Granata, Robert A. Fabricant, Alice J. Johnson
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
09-0361311/22/2010Claimant(s): Waterlight International S.A.
Claimant Lawyers(s): Timothy P. Kebbe
Respondent(s): Edward Marx, UBS Financial Services Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Mitchell S. Friedman, Linda S. Cole, Jonathan Honig
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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