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FINRA Awards for Andrew M. Mintzer

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0009205/14/2020Claimant(s): Dorothy Brown, Forrest Brown
Claimant Lawyers(s): Forrest D. Brown
Respondent(s): Morgan Stanley, Jerri Pratt, Kenneth O'Connell
Respondent Lawyers(s): Ethan Weinberg
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
Checkmark Icon$19,400
18-0151508/08/2019Claimant(s): Jay Hu
Claimant Lawyers(s): Jay Z Hu
Respondent(s): Regal Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Erik R. Siering, Andrew M. Mintzer, David L. Moran
Hearing Site: Las Vegas, NV
Checkmark Icon$0
14-0125811/04/2015Claimant(s): Cyrus Tabaz
Claimant Lawyers(s): Geoffrey G Melkonian
Respondent(s): Bradley Chier, J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Andrew M. Mintzer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0511410/29/2010Claimant(s): Jeane Hahn, William Hahn
Claimant Lawyers(s): David Neuman
Respondent(s): David Coles, Valmark Securities.
Respondent Lawyers(s): Deborah Klar
Arbitrator(s): Andrew M. Mintzer, Harris J. Howard, Anna Marie Turco
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0140905/12/2009Claimant(s): Marina Pacific Associates
Claimant Lawyers(s): Peter J. Most
Respondent(s): Wells Fargo Brokerage Services, Wells Fargo Institutional Securities, LL
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Andrew M. Mintzer, George Frederick Garris, Steven J. Feldman
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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