| 20-03500 | 06/02/2021 | Claimant(s): Galit Dermer Trust, Galit Dermer Trustee
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Laurence Goldstein, First Financial Equity Corporation
Respondent Lawyers(s): Jason L. Cassidy
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
|  | Expungement |
| 20-01189 | 01/07/2021 | Claimant(s): Valeria Blanchard
Claimant Lawyers(s): Lauren B. Koch
Respondent(s): First Financial Equity Corporation
Respondent Lawyers(s): Jason L. Cassidy
Arbitrator(s): David I. Levine, Mary H. Evans, Arocles Aguilar
Hearing Site: Reno, NV
| | Dismissed by Rules 12200, 12201, and 12504 |
| 18-00452 | 01/07/2019 | Claimant(s): Melissa Eaves, Rodney Eaves
Claimant Lawyers(s): Paul A. Conant
Respondent(s): First Financial Equity Corporation
Respondent Lawyers(s): Kevin R. Heaphy
Arbitrator(s): Maureen Beyers, Richard Marc Weinroth, Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
| | $1,050,860 |
| 14-00618 | 03/09/2016 | Claimant(s): Joann Pooton, Thompson Pooton, Joann M. Pooton IRA, Thompson J. Pooton IRA, Thompson J. & Joann M. Pooton Rev Trust
Claimant Lawyers(s): M. Nelson Segel
Respondent(s): Michael Self, First Financial Equity Corporation
Respondent Lawyers(s): Brian J. Palmer
Arbitrator(s): Merton E. Marks, Dee Newell, Brian Pezzillo
Hearing Site: Las Vegas, NV
| | $0 |
| 14-03560 | 04/17/2015 | Claimant(s): Sandra Britton on behalf of her IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): First Financial Equity Corporation
Respondent Lawyers(s): Brian J. Palmer
Arbitrator(s): George W. Harding
Hearing Site: Phoenix, AZ
| | Dismissed by Rule 12206 |
| 10-03913 | 06/17/2011 | Claimant(s): Mario Martinez, Trustee of the George H.
Claimant Lawyers(s): Gerald W. Alston
Respondent(s): Donald Marshall, Roselyn Marshall, First Financial Equity Corporation
Respondent Lawyers(s): Donald Richard Marshall, Edwin A. Barkel
Arbitrator(s): Herschell E. Parent, Joe S. Tarrer, Richard D. Fincher
Hearing Site: Phoenix, AZ
| | Dismissed by Rule 12206 |
