| 10-04508 | 06/09/2011 | Claimant(s): Jack Vincent
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn J. Bushby
Arbitrator(s): Victoria E. Johnson
Hearing Site: Nashville, TN
|  | $128 |
| 10-04456 | 04/28/2011 | Claimant(s): George Lee Tallman & Barbara V. Tallman
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Marc Kalish
Hearing Site: Orlando, FL
| | $20,187 |
| 10-04511 | 04/20/2011 | Claimant(s): Gail Crider
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bonnie B. Monroe
Arbitrator(s): Edward J. Lynch
Hearing Site: Nashville, TN
| | $213 |
| 10-04219 | 03/31/2011 | Claimant(s): Lamar Potts and Ann M. Potts
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Kenneth Hoffner
Hearing Site: Columbia, SC
| | $25,125 |
| 10-03264 | 03/28/2011 | Claimant(s): Mildred Wells
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jaime H. Scivley
Arbitrator(s): Larry J. Craddock
Hearing Site: Birmingham, AL
| | $25,425 |
| 10-03441 | 03/22/2011 | Claimant(s): Hugh Glass
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jaime H. Scivley
Arbitrator(s): Robert E. Jenks
Hearing Site: Birmingham, AL
| | $4,213 |
| 10-03198 | 03/03/2011 | Claimant(s): Elbert Henson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Marc Kalish
Hearing Site: Birmingham, AL
| | $16,210 |
| 08-03496 | 09/23/2010 | Claimant(s): Vikram Rai and Swapni Rai
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Alan Schwartz, J.P. Morgan Securities
Respondent Lawyers(s): Andrew Muscato, Neil A. Riemann
Arbitrator(s): Charles L. Prothero
Hearing Site: Newark, NJ
| | $213 |
| 08-01465 | 02/23/2010 | Claimant(s): CIC Capital Management Company, CIC Financial, Cobb Investment Company
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Joe Hamilton, Morgan Keegan & Company.
Respondent Lawyers(s): Melinda Lucas Peevy
Arbitrator(s): David L. Walby, John F. O'Neill, James Edward Seale
Hearing Site: Birmingham, AL
| | $1,073,000 |
| 08-01677 | 09/16/2009 | Claimant(s): Janice Ware, Louis Kelley, Shirley Jones, Lorraine Higgins Estate, Marnita M. Crow and Jan C. Scruggs, Paul and Shirley Vanderburg, Ronald B. and Katharine H. Killary
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): David L. Walby, Ronald Griffith Wilkins, John G. Manley
Hearing Site: Birmingham, AL
| | $148,050 |
