08-01666 | 06/18/2009 | Claimant(s): Daniel P. Rayburn, IRA Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): John F. O'Neill Hearing Site: Atlanta, GA
| | $12,796 |
08-03124 | 05/08/2009 | Claimant(s): Christina Moore Howton for Josie Perkins Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Donald F. Winningham Arbitrator(s): Helen E. Huyler Hearing Site: Birmingham, AL
| | $213 |
07-03259 | 05/01/2009 | Claimant(s): Estate of Sarah E. Faulk Claimant Lawyers(s): Richard S. Frankowski Respondent(s): George Wood, Morgan Keegan & Company., Todd Parsons, Woodley Bagwell, Synovus Securities. Respondent Lawyers(s): Charles B. Paterson, Richard J. Davis, Shea O'Brien Hicks Arbitrator(s): John F. O'Neill, William Stephen Lee, William Acker Ratliff Hearing Site: Birmingham, AL
| | $0 |
08-00668 | 10/14/2008 | Claimant(s): David Hicks, John Gilchrist, Nancy Frasier Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Douglas Crowe, MetLife Securities., Metropolitan Life Insurance Company Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Irving M. Shlesinger, David L. Walby, Samuel C. Johnson Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
07-02314 | 08/28/2008 | Claimant(s): Susan Key Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Arnold Riley, Debra Mae Stephens, Citigroup Global Markets., Michael Handlin, Ozzie Bauer, Thomas Howard, Financial Network Investment Corp., ING Financial Advisers Respondent Lawyers(s): Andrew R. Harvin, Greg Moore, Hugo A. Hilgendorff, IV Arbitrator(s): Leonard J. Sullivan, Jeffrey M. Aboloff, Philip I. McConnell Hearing Site: Houston, TX
| | Stipulated Award and Expungement |
07-01255 | 09/24/2007 | Claimant(s): Beverly Ashton Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Stanley DW Inc., Ralph Drayer Respondent Lawyers(s): Christopher Gawley Arbitrator(s): R. Thomas Barksdale, Bill Swinford, Frank E. Barnett Hearing Site: Nashville, TN
| | $0 |