FINRA Awards for Dwane Edward Vickstrom

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00474	05/14/2019	Claimant(s): James Sigmon Claimant Lawyers(s): John B. Veach Respondent(s): Todd Beddard, T.R. Winston & Company Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Susan L. Luck, Frank V. Tutone, Dwane Edward Vickstrom Hearing Site: Charlotte, NC		$99,663
17-01207	11/12/2018	Claimant(s): Kathy Walters Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): James King, Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Richard E. Miley, Dwane Edward Vickstrom, Richard Francis Kane Hearing Site: Charlotte, NC		$129,058
16-00695	08/16/2017	Claimant(s): Brenda Phetteplace, Thomas Trout Claimant Lawyers(s): D. Daxton White Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Paul Davis Pearlstein, Daniel Lee Tedrick, Dwane Edward Vickstrom Hearing Site: Charlotte, NC		Expungement
11-03073	02/25/2013	Claimant(s): Corwin Farris, Gloria Farris Claimant Lawyers(s): Jami Jackson Farris Respondent(s): Christopher Pridnia, Harry Satterfield, Edward Jones, Allstate Life Insurance Company Respondent Lawyers(s): David G. Smitham, John F. Hanzel, Peter J. Valeta Arbitrator(s): Leon Henderson, James Whitaker Ballou, Dwane Edward Vickstrom Hearing Site: Charlotte, NC		Expungement