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FINRA Awards for Thomas Trout

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0069508/16/2017Claimant(s): Brenda Phetteplace, Thomas Trout
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Paul Davis Pearlstein, Daniel Lee Tedrick, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
Checkmark IconExpungement

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