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FINRA Awards for Berthold T. Berkwich

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0397204/20/2012Claimant(s): Peter Graham Lee & Jennifer Patricia Lee
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Berthold T. Berkwich, Harold S. Stern, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0165104/25/2008Claimant(s): Estate of S. Saunders & Annette Saunders
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Oppenheimer & Co.., Peter Bizinkauskas
Respondent Lawyers(s): Kathy M. Klock, Mark David Hunter
Arbitrator(s): Leslie L. Cooney, Berthold T. Berkwich, Sheldon N. Reibman
Hearing Site: Boca Raton, FL
Checkmark Icon$250
06-0209410/10/2007Claimant(s): Sidney and Sandra Levy
Claimant Lawyers(s): Ronald P. Weil
Respondent(s): Wachovia Securities, Robert DeForest
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman
Hearing Site: Boca Raton, FL
Checkmark Icon$382,600

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