FINRA Awards for Berthold T. Berkwich

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02040	04/30/2018	Claimant(s): Ryan Kuhn Claimant Lawyers(s): Ryan Michael Kuhn Respondent(s): Benjamin Gordon, BG Strategic Advisors LLC Respondent Lawyers(s): Jennifer A. Schwartz Arbitrator(s): Monroe Mitchel, Berthold T. Berkwich, Marie G. Peterson Hearing Site: Boca Raton, FL
12-03580	03/14/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee Respondent(s): Craig Norton, James Tidwell Respondent Lawyers(s): Doug Hyman Arbitrator(s): Gary M. Landau, Berthold T. Berkwich, Ellen J. Abrams Hearing Site: Boca Raton, FL
09-01713	05/10/2010	Claimant(s): Mary Buchanan Claimant Lawyers(s): Mary Jo Buchanan Respondent(s): Leumi Investment Services. Respondent Lawyers(s): Michelle I Bougdanos Arbitrator(s): Kimberly A. Gilmour, Berthold T. Berkwich, Barry S. Shanbron Hearing Site: Boca Raton, FL
07-03330	12/12/2008	Claimant(s): Jefferson Pilot Securities Corp. Claimant Lawyers(s): William Zeena Respondent(s): Michael Cohen Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Roy B. Gonas, Syma S. Kasdin, Berthold T. Berkwich Hearing Site: Boca Raton, FL