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FINRA Awards for Vicki J. Limas

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0016605/20/2019Claimant(s): Dallas Jones, Robyn Jones
Claimant Lawyers(s): Robert B. Sartin
Respondent(s): Cantella & Co..
Respondent Lawyers(s): John G. Moon
Arbitrator(s): R Lee Britton, Vicki J. Limas, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
11-0069901/11/2012Claimant(s): Arlene Halley
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Martha F. McDugald
Arbitrator(s): Vicki J. Limas, Pamela M. Roach, Charles W. Adams
Hearing Site: Oklahoma City, OK
Checkmark IconStipulated Award and Expungement
10-0341410/31/2011Claimant(s): Jack McClure, Phyllis McClure, Jack McClure Jr., Individual Retirement, Phyllis D. McClure IRA
Claimant Lawyers(s): Kurtis J. Ward
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Jan Preece Gaddis, Wilburta Ann Willey, Vicki J. Limas
Hearing Site: Oklahoma City, OK
Checkmark Icon$57,335
06-0428310/30/2008Claimant(s): Joseph Kernke, Blanche I. Kernke Amend R & R Trust, Joseph C. Kernke Sr. Family Trust, Kenneth V. Kernke Amend. Trust
Claimant Lawyers(s): Jerry L. Colclazier, Joseph Long
Respondent(s): Jeffrey Kernke
Respondent Lawyers(s): Joseph H. Bocock
Arbitrator(s): Steven J. Balaban, Jan Preece Gaddis, Vicki J. Limas
Hearing Site: Oklahoma City, OK
Checkmark Icon$23,500

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