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FINRA Awards for Edward W. Morris

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Displaying 41-49 out of 49 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0356704/24/2013Claimant(s): Barbara Tunis
Claimant Lawyers(s): Barbara Tunis
Respondent(s): Ellen Sayegh, Ronald Barsa
Respondent Lawyers(s): Ellen Margaret Sayegh, Ronald Elias Barsa
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$163
12-0073803/12/2013Claimant(s): Constantine A. Makris and Suzanne Makris
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Sherrill Ruth Austin
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0632010/31/2011Claimant(s): Estate of Margaret Cwirko
Claimant Lawyers(s): Robert Mahoney
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Dwight Wassong, Edward W. Morris, Joseph Christopher Rosa
Hearing Site: Newark, NJ
Checkmark Icon$241,344
10-0201109/23/2011Claimant(s): Stanley Fela
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Thomas Caprio
Respondent Lawyers(s): Richard DeVita
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0686207/14/2011Claimant(s): Karen Wyman
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Walter C. Parrish, Edward W. Morris, Richard C. Antonelli
Hearing Site: Newark, NJ
Checkmark IconStipulated Award and Expungement
10-0088301/19/2011Claimant(s): John Bartolomeo
Claimant Lawyers(s): John Doar
Respondent(s): Christopher Fenton, M&T Securities.
Respondent Lawyers(s): Catherine Grantier Cooley
Arbitrator(s): Jeffrey E. Stockholm, Robert J. Allen, Edward W. Morris
Hearing Site: Albany, NY
Checkmark Icon$30,300
10-0135711/15/2010Claimant(s): Joseph Griglak IRA
Claimant Lawyers(s): Joseph Griglak
Respondent(s): Joseph Riccelli
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$213
10-0021410/26/2010Claimant(s): Stuart Suskind
Claimant Lawyers(s): Stuart P. Suskind
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
Checkmark Icon$23,478
06-0239202/06/2008Claimant(s): Robert Scherrer
Claimant Lawyers(s): Richard DeVita
Respondent(s): Brill Securities.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$64,605

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