14-01220 | 10/28/2015 | Claimant(s): Colleen Levin, Jon Levin, Jon & Colleen Levin Trust dd 2/20/91 Claimant Lawyers(s): Michael D. Kennedy Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Larry Edmonson, Herbert Murez, Thomas W. Gregory Hearing Site: Los Angeles, CA
| | Expungement |
10-01192 | 04/27/2011 | Claimant(s): The Wright Family Living Trust Claimant Lawyers(s): Robert C. Rosen Respondent(s): John Marshall, Rollance Verkennis, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Joseph C. Campo Arbitrator(s): Alan Stamm, Thomas W. Gregory, Katharine Reed Coleman Hearing Site: Los Angeles, CA
| | $1,761,100 |
09-04009 | 02/22/2011 | Claimant(s): The Bypass Trust of the Allderdice, The King Credit Shelter Trust Claimant Lawyers(s): Jonathan W. Evans Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathleen S Adams Arbitrator(s): Kenneth E. Owen, Karen A. Lockwood, Thomas W. Gregory Hearing Site: Los Angeles, CA
| | Expungement |
09-01189 | 10/01/2010 | Claimant(s): David F. Wyatt and Nancy A. Wyatt Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert P. Clifford, Edward A. Trabin, Thomas W. Gregory Hearing Site: Los Angeles, CA
| | $0 |