FINRA Awards for Ryan S. Lean

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03345	11/13/2020	Claimant(s): Scott Krelle Claimant Lawyers(s): Scott Krelle Respondent(s): Antoni Lucas, Wedbush Securities Inc., David Hirons Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Kendall C. Reed, Aurelio A. Garcia, Elizabeth Yang Hearing Site: Los Angeles, CA		Dismissed
19-02998	10/14/2020	Claimant(s): Teresa Valdez, Teresa Valdez IRA Claimant Lawyers(s): Gary Mark Brewer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Alan Stamm, Susan B. Gans-Smith, Daniel A. Seiver Hearing Site: Los Angeles, CA		Dismissed by Rule 12206/12504
19-01927	05/27/2020	Claimant(s): David Moore, David L. Moore IRA Claimant Lawyers(s): Gary Mark Brewer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini Hearing Site: Los Angeles, CA		Dismissed by Rule 12206/12504
18-00400	08/12/2019	Claimant(s): Benjamin Kwon, Castle Eurasia Corp, El Centro Acres Claimant Lawyers(s): Benjamin Kwon Respondent(s): Milan Konkol, MUFG Union Bank, N.A., Unionbanc Investment Services Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Thomas E. Shuck, Jack R. Goetz, Lisa Miller Hearing Site: Los Angeles, CA		Dismissed by Rule 12212(c)