| 11-00626 | 08/30/2012 | Claimant(s): Joan Kushner, Michael and Elizabeth Eggiman Living Tru
Claimant Lawyers(s): Paul H. Trinchero
Respondent(s): Wedbush Securities Inc., Scott Sideras, William Richardson
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): F. Richard Middaugh, Mark Lee Haggard, Charles Edward Corrigan
Hearing Site: Portland, OR
|  | $329,239 |
| 10-05751 | 04/12/2012 | Claimant(s): Ken Kragen
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Robert W. Vernon, William Lee Krantz, Michael John Florio
Hearing Site: Los Angeles, CA
| | $207,500 |
| 09-02544 | 02/10/2012 | Claimant(s): John Agamalian, John Karl Agamalian Family Trust, The Adams Family Trust, The Elizabeth Agamalian Family Trust
Claimant Lawyers(s): Lon B. Isaacson
Respondent(s): Wedbush Securities Inc., Michael Farah
Respondent Lawyers(s): Charles LaChaussee, David Harrison
Arbitrator(s): Robert D. Sussin, Robert P. Clifford, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 10-03408 | 01/09/2012 | Claimant(s): David Garcia, ARI-COP
Claimant Lawyers(s): David Liebrader
Respondent(s): Wedbush Securities Inc., David Marina, Patrick Wainscott
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Leonard Willig, Benjamin F. Breslauer, Dee Newell
Hearing Site: Las Vegas, NV
| | Expungement |
| 10-00603 | 11/29/2011 | Claimant(s): Jane Usher, Samuel Usher, Jackson A. Usher Custodial, Samuel T. Usher Custodial, Jane Ellison Usher Trust of Oct 20, 2000
Claimant Lawyers(s): Mark T. Drooks
Respondent(s): Bambi Holzer, Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee, H Thomas Fehn
Arbitrator(s): Kirtley M. Thiesmeyer, Holly Banafsheh, Anna Marie Turco
Hearing Site: Los Angeles, CA
| | $1,405,390 |
| 10-01545 | 11/02/2011 | Claimant(s): Glenna Maguire, Glenna L. Maguire Trust UTD 7/26/07
Claimant Lawyers(s): Peter Brown Dolan
Respondent(s): Wedbush Securities Inc., George Dahl
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): John Alen DeRosa, Robert E. Lawson, Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $12,500 |
| 09-04522 | 08/26/2011 | Claimant(s): Rick Cooper, Estate of Lauretta Kupperman, Kupperman Family Limited Partnership
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Wedbush Securities Inc., Debbie Saleh, Edward Wedbush
Respondent Lawyers(s): Charles LaChaussee, Debbie Michelle Saleh
Arbitrator(s): Howard B. Brown, Linda L. Drummond, Robert C. Albini
Hearing Site: Los Angeles, CA
| | $2,865,880 |
| 10-01700 | 08/04/2011 | Claimant(s): R. Emigh, R. Kent Emigh Trust dd 1/31/1986
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Wedbush Securities Inc., Lisa Gallo
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Thomas C. McNally, Ralph A. Cotton, Louis Anthony Napoli
Hearing Site: San Francisco, CA
| | $0 |
| 09-05898 | 06/28/2011 | Claimant(s): Daniel L. Villanueva Family Trust
Claimant Lawyers(s): Aimee E. Dominguez
Respondent(s): Wedbush Securities Inc., Javier Jimenez
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Suzanne Viau Chamberlain, David Maurer, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $89,100 |
| 09-06884 | 05/05/2011 | Claimant(s): Lillian Kazezski, Stanley Kazezski, Kazezski Revocable Trust DTD 9/26/90
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Wedbush Securities Inc., Lisa Gallo
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Paul D. Gutierrez, Homer M. Dalbey, James Conrad Riewerts
Hearing Site: San Francisco, CA
| | $750,000 |
