| 16-00575 | 04/26/2017 | Claimant(s): Brian Holmes, Michelle Holmes
Claimant Lawyers(s): Joel Levin
Respondent(s): Ralph Derose, Wunderlich Securities.
Respondent Lawyers(s): Mark Griffin
Arbitrator(s): Charles Orlove, James Dale Ellis, Ronald Edward Alexander
Hearing Site: Cleveland, OH
|  | $1,044,780 |
| 08-00773 | 06/24/2009 | Claimant(s): Natalie Bram, Natalie Bram Living Trust
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Baruch Coleman, Jerry Cline, Capital Securities of America., Wunderlich Securities.
Respondent Lawyers(s): Baruch Coleman, Steven E. Mellen
Arbitrator(s): David Ellis, Steven R. Rolnick, C. Henry Lucas
Hearing Site: Hartford, CT
| | $228,200 |
| 08-02945 | 03/12/2009 | Claimant(s): Michael Casey
Claimant Lawyers(s): Michael W. Casey
Respondent(s): Kraig Pivnick, Michael Nocella, Wunderlich Securities.
Respondent Lawyers(s): Kraig Barrence Pivnick, Lori H. Patterson, Stephen B. Wexler
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
| | $0 |
