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FINRA Awards for John A. Morin

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0370512/08/2015Claimant(s): Genevieve Lenehan
Claimant Lawyers(s): Robert Jutras
Respondent(s): Justin Amaral, Morgan Stanley
Respondent Lawyers(s): Amy McCallen, William Hohauser
Arbitrator(s): John A. Morin, Robert J. Ambrogi, Melinda S. Milberg
Hearing Site: Boston, MA
Checkmark Icon$1,058,600
12-0062801/24/2013Claimant(s): Gail Jefferson IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): LPL Financial LLC, Paul Fitzpatrick
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): John A. Morin, Nickolas F. Monteforte, Susan E. Maloney
Hearing Site: Boston, MA
Checkmark IconExpungement
11-0218110/11/2012Claimant(s): Frank Mazer, Samuel Elliot Pendelton Mazer, Cus & Tru, Frank B. Mazer Foundation, by Frank Maze
Claimant Lawyers(s): Gaytri Kachroo
Respondent(s): UBS Financial Services Inc., Michael Collins
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): John A. Morin, Kevin J Mulrey, Brian J. Dunn
Hearing Site: Boston, MA
Checkmark Icon$0

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