| 21-02307 | 07/12/2022 | Claimant(s): Bardavon Health Innovations L.L.C.
Claimant Lawyers(s): Robert A. Henderson
Respondent(s): Spurrier Capital Partners LLC
Respondent Lawyers(s): Joseph P. Rockers
Arbitrator(s): James C. Morrow, David W White, Amy L Coopman
Hearing Site: Kansas City, MO
|  | $0 |
| 20-00852 | 10/29/2021 | Claimant(s): Mark Burgess, Mitchell Burgess
Claimant Lawyers(s): Alan L. Rosca
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): James C. Morrow, Karen Roberts Washington, David W White
Hearing Site: Kansas City, MO
| | Expungement |
| 15-02501 | 01/05/2017 | Claimant(s): The Estate of Roger W. Geiken
Claimant Lawyers(s): Aaron Israels
Respondent(s): Rebecca Gorrell
Respondent Lawyers(s): Mark E. McFarland
Arbitrator(s): Reggie C. Giffin, James C. Morrow, Henry R. Cox
Hearing Site: Kansas City, MO
| | Expungement |
| 14-01827 | 04/13/2015 | Claimant(s): Timothy Birdsill
Claimant Lawyers(s): Timothy Birdsill
Respondent(s): David Voysey
Respondent Lawyers(s): Hassan A. Abedi
Arbitrator(s): James C. Morrow
Hearing Site: Kansas City, MO
| | $12,425 |
| 12-03990 | 01/22/2014 | Claimant(s): Margean Cress
Claimant Lawyers(s): Andrew Schermerhorn
Respondent(s): Kelly Donaldson, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James C. Morrow, Gerald Francis Lamberti, Dennis Shrewsbury
Hearing Site: Kansas City, MO
| | Expungement |
| 08-03219 | 05/27/2010 | Claimant(s): Anne K. and William L. Porter Foundation, Arlington Properties., Kinport Corporation, WRK, Mary S. Kinder Trust
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Larry R. Trussell, James C. Morrow, Christopher Daniel Gryzen
Hearing Site: Omaha, NE
| | $391,375 |
| 09-01827 | 05/18/2010 | Claimant(s): Lois Pillen
Claimant Lawyers(s): Gail Boliver
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Richard H. Kuhlman
Arbitrator(s): James C. Morrow
Hearing Site: Omaha, NE
| | $26,225 |
| 07-02572 | 12/01/2008 | Claimant(s): Shirley Hurd, Shirley H. Hurd Family Trust
Claimant Lawyers(s): Steven E. Achelpohl
Respondent(s): Citigroup Global Markets., Teri Wilson, Terrence Devlin
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): James C. Morrow, Douglas A. Spier, Ken L. Andersen
Hearing Site: Omaha, NE
| | Stipulated Award and Expungement |
| 05-04204 | 09/20/2007 | Claimant(s): Duane V. Murff, Sr.
Claimant Lawyers(s): Michael Hufft
Respondent(s): Mark Harris, Banc of America Investment Services Inc.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): James C. Morrow, John W. Jones, Sherry L. Robinson
Hearing Site: Kansas City, MO
| | $0 |
