FINRA Awards for Ronald Brendengen

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01368	07/15/2019	Claimant(s): Chad Greer, Jerry Trawick, Louise Trawick, Marilyn Bjornas, Michelle Greer, Richard Bjornas Claimant Lawyers(s): Peter J. Mougey Respondent(s): Jerry McCutchen, Richard Murphy, Ronald Brendengen, Thomas Berthel, Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Peter J. McElligott Arbitrator(s): Lita S Menkin, Mark A. Myers, Mollie Wagner Neal Hearing Site: Atlanta, GA		$1,161,120
10-02754	04/09/2012	Claimant(s): Craig Larmon, Steven Badeau, Geneva BCCX XVIII, Geneva FTCX I, Geneva OSWX XII, Geneva OSWX XXII, Geneva OSWX XXXVI Claimant Lawyers(s): Margaret A. Goetze Respondent(s): Dan Werry, Daniel Wegmann, Eric Swenson, Frederick Fisher, Ameriprise Financial Services., Leslie Smith, Richard Murphy, Ronald Brendengen, Shelley Davenport, Thomas Berthel, 1031 & TIC Investments, Berthel, Fisher & Co. Financial Services, Omni Brokerage. Respondent Lawyers(s): Britta Schnoor Loftus, Robert T. Matsuishi, Stephen J. Holtman Arbitrator(s): Andrew R. Dick, Grant D. Sanders, Morton H. Greenberg Hearing Site: Minneapolis, MN		$0