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FINRA Awards for Albert Watkins

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0256504/17/2013Claimant(s): Bob Rastberger, Brad Amundson, Bridget Fletcher, Kenneth Ahrens, Perry DiClemente, Mark and Sarah Salvia, Timothy and Barbara McIntyre
Claimant Lawyers(s): Albert Watkins
Respondent(s): Michael Baker, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Michael G. Baker
Arbitrator(s): Anthony J. Soukenik, Thomas J. Ray, Christopher J. Janson
Hearing Site: St. Louis, MO
Checkmark Icon$304,470
07-0044003/13/2009Claimant(s): Clyde Crutcher
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): New England Securities
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Albert Shawe Watkins, Christopher J. Janson, David B. Lacks
Hearing Site: St. Louis, MO
Checkmark Icon$366,000
07-0221701/16/2009Claimant(s): Albert Watkins, Nancy Watkins
Claimant Lawyers(s): Mark David Hunter
Respondent(s): Anthony Guerrerio, Wedgewood Partners.
Respondent Lawyers(s): Richard B. Walsh
Arbitrator(s): Julius Z. Frager, Robert J. Beck, Donna L. Pavlick
Hearing Site: St. Louis, MO
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