12-04241 | 06/22/2016 | Claimant(s): Sonia Romagosa Claimant Lawyers(s): Sonia Romagosa Respondent(s): Carlos Getino, Ameriprise Financial Services. Respondent Lawyers(s): Matthew D. Klafter Arbitrator(s): Gerald F. Corrigan, Laurent C. Vonderweidt, Joyce L. Hurley Hearing Site: Los Angeles, CA
| | $0 |
14-02450 | 06/03/2016 | Claimant(s): Anna Baugh, Colin Baugh, Madeline Baugh, Margaret Polito, Madeline Baugh IRA, Margaret Polito IRA Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Centaurus Financial. Respondent Lawyers(s): Matthew D. Klafter Arbitrator(s): Jo-Marie Lisa, Steven M. Guttell, John Austin Darden Hearing Site: Albuquerque, NM
| | $150,600 |
14-01072 | 02/12/2015 | Claimant(s): Efrosini Barish Claimant Lawyers(s): Stephen D. Barish Respondent(s): Park Avenue Securities LLC, Securian Financial Services. Respondent Lawyers(s): Matthew D. Klafter, Neil S. Baritz Arbitrator(s): Charles Hoffman Hearing Site: Boca Raton, FL
| | $18,600 |
13-00878 | 06/02/2014 | Claimant(s): John Brasfield Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Matthew D. Klafter Arbitrator(s): Helen E. Huyler Hearing Site: Birmingham, AL
| | Expungement |
09-05316 | 04/17/2013 | Claimant(s): Shahin Aarabi Claimant Lawyers(s): Mark T. Hiraide Respondent(s): Ameriprise Financial Services., Yousef Jamshidipour Respondent Lawyers(s): David L. Casterline, Matthew D. Klafter Arbitrator(s): Edward A. Trabin, Linda L. Drummond, Milton N. Gross Hearing Site: Los Angeles, CA
| | $82,656 |