| 19-01158 | 12/15/2021 | Claimant(s): Victor Alvarez-Mauras
Claimant Lawyers(s): Paul M. Vilaro-Nelms
Respondent(s): Alexander Garcia, Wanda Melendez-Santos, Conjugal Partnership Garcia-Melendez
Respondent Lawyers(s): Sara L. Velez-Santiago
Arbitrator(s): Nancy J. Cliff, Antonio Luis Bisbal-Bultron, Wanda L Esteras
Hearing Site: San Juan, PR
|  | $0 |
| 20-04220 | 12/13/2021 | Claimant(s): Jorge Guerrero, Maria Espada
Claimant Lawyers(s): Luis E. Minana
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Robert G. Falbisaner, Jaime Rosario, Wanda L Esteras
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 19-02891 | 12/08/2021 | Claimant(s): Amalia Colon De Santana, Carlos Santana Lugo
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Harold Craig Cohen
Hearing Site: San Juan, PR
| | Expungement |
| 14-01134 | 10/28/2021 | Claimant(s): Juan Trinidad-Garcia, Juan Felix Trinidad-Rodriguez
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Langfred W. White, Gloria O. North, Jane A. Smith
Hearing Site: San Juan, PR
| | $6,876,100 |
| 15-02646 | 08/04/2021 | Claimant(s): Lizmarie Esparza, JL Esparza., Jose Esparza & Egdalis Blanco De Esparza
Claimant Lawyers(s): Luis E. Minana, Luis Elvin Gonzalez
Respondent(s): Oriental Financial Services
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Stuart Sinai, David Edward Upton, Richard Francis Kane
Hearing Site: San Juan, PR
| | $700,000 |
| 19-02141 | 06/18/2021 | Claimant(s): Osiris Pared
Claimant Lawyers(s): Osiris Anthony Pared
Respondent(s): Carmen Trigo Suarez, Santander Securities LLC, Marko Rendic
Respondent Lawyers(s): Carmen Georgina Trigo Suarez, Frances Pesquera, Mauricio O. Muniz Luciano
Arbitrator(s): Robert G. Bannon, Ronald Childress, William G Brown
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 19-02088 | 05/13/2021 | Claimant(s): Eugenia Fidalgo Gutierrez, Mercedes Fidalgo Gutierrez, Fidalgo Gutierrez Holding Corp.
Claimant Lawyers(s): Francisco A. Feliu Nigaglioni
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter S. Fruin, Roberto C. Quinones
Arbitrator(s): Marni E. Byrum, Dwayne E. Clark, William D. Goren
Hearing Site: San Juan, PR
| | $4,806,610 |
| 20-03523 | 04/02/2021 | Claimant(s): Shannon Sweeney
Claimant Lawyers(s): Shannon Sweeney
Respondent(s): Acorns Securities
Respondent Lawyers(s): Jack M. McNeily
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
| | $0 |
| 16-02338 | 03/26/2021 | Claimant(s): Carlos Bolet Alvarez
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Santander Securities
Respondent Lawyers(s): Diego Murgia-Diaz
Arbitrator(s): Robert J. Gregory, Julius P. Terrell, Melissa Nycole Hearon
Hearing Site: San Juan, PR
| | Dismissed by Rule 12212(c) |
| 19-01630 | 02/22/2021 | Claimant(s): Manuel Diaz
Claimant Lawyers(s): Luis E. Minana
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Carlos Bobonis-Gonzalez
Arbitrator(s): Gloria O. North, Howard B. Scherer, Brian James Tagtmeier
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206(a) |
