FINRA Awards for Ronald R. Simpson

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-04990	05/22/2012	Claimant(s): CSJ Family Partnership Ltd. Claimant Lawyers(s): J. Mitchell Clark Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley Respondent Lawyers(s): Jonathan D. Robbins Arbitrator(s): Ronald R. Simpson, Frank M. Romano, Donald K. Eckhardt Hearing Site: Houston, TX		$0
10-05712	03/06/2012	Claimant(s): Jack Laskey, Helen D. Laskey I.R.A., Jack R. Laskey I.R.A. Claimant Lawyers(s): Mark C. Watler Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Ronald R. Simpson, Robert Dan Sherrill, Daniel J. Pagnano Hearing Site: Houston, TX		$300
09-06804	07/29/2011	Claimant(s): Catherine McMichael, Wallact T. and Catherine McMichael Trust Claimant Lawyers(s): Richard H. Elliott Respondent(s): Wells Fargo Advisors, Gary Foose Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Ronald R. Simpson, Leonard J. Sullivan, Robert Dan Sherrill Hearing Site: Houston, TX		Expungement