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FINRA Awards for Demian Betz

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0044911/08/2019Claimant(s): Isabel Katzin IRA, Richard Katzin IRA, Richard & Isabel Katzin
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Wells Fargo Clearing Services, Robert Greene
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Annamaria Boccia Smith, Arthur M. Schoenberger, Kent L. Benziger
Hearing Site: New York, NY
Checkmark Icon$0
08-0050108/03/2015Claimant(s): John Marshall Hispanic America Fdtn., John Marshall Properties., Palm Coast Collectibles.
Claimant Lawyers(s): John D. Marshall
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Howard N. Kahn, Jeffrey Lawrence Sarkin, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0170604/13/2010Claimant(s): Augusto Andrade, Maria Andrade
Claimant Lawyers(s): Megan M. McMillin
Respondent(s): Wachovia Securities, Michael Ewanouski
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Peter L. Curry, John H. Henn, Nancy E. Watters
Hearing Site: Boston, MA
Checkmark Icon$18,384

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