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FINRA Awards for Demian Betz

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0255305/28/2021Claimant(s): Bertin Stuckart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
17-0093411/17/2017Claimant(s): Joseph Mahoney
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
06-0386111/15/2007Claimant(s): Wachovia Securities
Claimant Lawyers(s): Demian Betz
Respondent(s): James Tuberosa
Respondent Lawyers(s): Zachary D. Messa
Arbitrator(s): Marshal H. Emerson, Marcy R. Greer, Robert Kevin O'Mara
Hearing Site: Tampa, FL

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