| 11-01906 | 07/20/2012 | Claimant(s): Mary-Louise Shaheen
Claimant Lawyers(s): Mary-Louise Shaheen
Respondent(s): Morgan Stanley, Paul Witte
Respondent Lawyers(s): Kenneth J. Haim, Raul Sanchez
Arbitrator(s): Carlos Richard Mangum, Herbert Liberman, Dean J. Dietrich
Hearing Site: San Francisco, CA
|  | $0 |
| 11-00494 | 05/29/2012 | Claimant(s): Barnard Lewis Family Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Chase Investment Services Corp., WAMU Investments.
Respondent Lawyers(s): Erika Imre Schindler, Joseph S. Simms
Arbitrator(s): Herbert Liberman, Amy Seltzer, Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | Expungement |
| 08-03389 | 03/27/2012 | Claimant(s): GameTech International.
Claimant Lawyers(s): Robert B. Bieck
Respondent(s): Lars Jacobson, Roland Hansalik
Respondent Lawyers(s): Philip E. Cook, Philip Cook
Arbitrator(s): Herbert Liberman, Robert G. Miller, David R. Finch
Hearing Site: Reno, NV
| | Expungement |
| 09-05896 | 12/29/2010 | Claimant(s): Peter Williams
Claimant Lawyers(s): Cyrus Tabari
Respondent(s): Bruce Tenenbaum, Goldman, Sachs and Company, Gregory Downing, Magdalena Schmitz
Respondent Lawyers(s): Joseph E. Floren, Kim Alexander Kane
Arbitrator(s): Herbert Liberman, James D. Murray, Joseph Berzok
Hearing Site: San Francisco, CA
| | $47,796 |
| 09-07097 | 08/10/2010 | Claimant(s): Debbie Gardner, Erica M. Gardner
Claimant Lawyers(s): Debbie K. Hancock
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Herbert Liberman
Hearing Site: San Francisco, CA
| | Dismissed by Rule 12206 |
| 04-03297 | 10/17/2007 | Claimant(s): John Wai, Kassandra Wai, Custodian Account
Claimant Lawyers(s): Albert L. Boasberg
Respondent(s): Jeffrey Rodvien, Morgan Stanley DW Inc.
Respondent Lawyers(s): Mukya S. Porter
Arbitrator(s): Herbert Liberman
Hearing Site: San Francisco, CA
| | $0 |
| 06-00122 | 09/24/2007 | Claimant(s): Donchee Lin, IRA
Claimant Lawyers(s): Donchee Lin
Respondent(s): Weiming Ho, Integral Financial LLC
Respondent Lawyers(s): Weiming Ho
Arbitrator(s): Herbert Liberman, Peter H. Daly, David Edward Canter
Hearing Site: San Francisco, CA
| | $38,210 |
