FINRA Awards for Richard Lanni

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-04580	06/04/2014	Claimant(s): Rick Cooper Claimant Lawyers(s): Robert C. Rosen Respondent(s): Richard Lanni, Ronald Vogel, Vincent Moy Respondent Lawyers(s): Charles LaChaussee, John L. Erikson, Mitchell J. Albert Arbitrator(s): John B. La Rue, Rosa Linda Guadarrama, John R Sustersic Hearing Site: Los Angeles, CA		$0
11-03452	08/16/2013	Claimant(s): Betty Saleh, Patrick FitzWilliam Claimant Lawyers(s): Maxwell M. Blecher Respondent(s): Wedbush Securities Inc., Edward Wedbush, Michael Gardner, Richard Lanni Respondent Lawyers(s): Jerry S. Phillips, John Erikson Arbitrator(s): Robert A. Lombardi, Dennis A. Torres, Robert Dean McKinley Hearing Site: Los Angeles, CA		$435,380
09-03657	05/12/2010	Claimant(s): Toshio and Chie Nakano Living Trust Claimant Lawyers(s): Toshio Nakano Respondent(s): Wedbush Securities Inc., Richard Lanni Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Michael J. Henke, Joan H. Palmer, Joan M. Smith Hearing Site: Baltimore, MD		$107,100