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FINRA Awards for Katherine M. McGrail

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0435212/30/2009Claimant(s): Sidney Lieberman IRA
Claimant Lawyers(s): Sara F. Lieberman
Respondent(s): Lyle Flaugher, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katherine M. McGrail
Arbitrator(s): Robert I. Adler, Bernard A. Friedman, Irene C. Warshauer
Hearing Site: New York, NY
Checkmark Icon$0
08-0395907/09/2009Claimant(s): Harold Delurey
Claimant Lawyers(s): Harold M. Delurey
Respondent(s): David Costa, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katherine M. McGrail
Arbitrator(s): Howard L. Sobel
Hearing Site: Albany, NY
Checkmark Icon$0
06-0241901/27/2009Claimant(s): Lucile D. Wulff Trust Account
Claimant Lawyers(s): Francine Falcier Antell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Nancy Gray, Ted Candella
Respondent Lawyers(s): Katherine M. McGrail
Arbitrator(s): William H. Morley, Joseph H. Cerame, Joseph La Rosa
Hearing Site: New York, NY
Checkmark Icon$0

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