| 14-00614 | 12/22/2015 | Claimant(s): Lewis Booth
Claimant Lawyers(s): Adam Brett Wolf
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Elliott Zachary Seff, Eugene A. Taylor, Morris S. Getzels
Hearing Site: Los Angeles, CA
|  | Expungement |
| 11-02276 | 03/28/2013 | Claimant(s): Jacki Conolley, Sheldon Bloch, The North Family Trust, The Weston Living Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Payne L. Templeton
Arbitrator(s): Elliott Zachary Seff, Eugene A. Taylor, John B. La Rue
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04047 | 03/27/2013 | Claimant(s): Karen Lamoreaux, Karen Lamoreaux IRA, The Socal Air. Profit Sharing Plan, The Lamoreaux Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Eric Cannon, Gitty Rahbar, Kimberly Michel, MML Investors Services
Respondent Lawyers(s): Eric Christopher Cannon, Louis H. Castoria, Sylvia M. Scott, William P. Thornton
Arbitrator(s): Richard J. Stall, Eugene A. Taylor, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | $1,137,920 |
| 10-01597 | 10/26/2010 | Claimant(s): Eric Anderson
Claimant Lawyers(s): Robert J. McKennon
Respondent(s): Robert Clark, Cullum & Burks Securities.
Respondent Lawyers(s): Robert J. Clark, Steve Burks
Arbitrator(s): Eugene A. Taylor, Michael M. Hachigian, George Frederick Garris
Hearing Site: Los Angeles, CA
| | $543,610 |
