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FINRA Awards for Edward Bradbury Cloutman

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0288602/02/2021Claimant(s): George Franklin, Wanda Franklin
Claimant Lawyers(s): Gavin Rush
Respondent(s): AXA Advisors
Respondent Lawyers(s): Jason A. Richardson
Arbitrator(s): Jeff Abrams, Edward Bradbury Cloutman, Staci Lynette Glenn
Hearing Site: Dallas, TX
Checkmark IconDismissed by Rule 12206
16-0375307/22/2019Claimant(s): Eliot Barnett, Emily Bernstein, Jason Werner, Jeffrey Werner, Jessica Barnett, Laurie Werner, Louis Barnett, Matthew Bernstein, Nathan Barnett, Rhoda Bernstein, Eliot B. Barnett IRA, Jason B. Werner, IRA, Jeffrey M. Werner, Lon T. Werner, Matthew B. Bernstein, B3G Partnership, Barnett Grandchildren Partnership, II, BGC Initial Trust, Barnett Exempt Marital Trust, Barnett Family Foundation, et al
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Christopher Anthony
Respondent Lawyers(s): Christopher Paul Anthony
Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Richard Thomas Huston
Hearing Site: Dallas, TX
Checkmark Icon$50,000
17-0224112/31/2018Claimant(s): Thomas Peterson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Larry Adair
Hearing Site: Dallas, TX
Checkmark Icon$0
17-0337812/11/2018Claimant(s): Kantilal Desai, Nilam Desai
Claimant Lawyers(s): Kantilal P. Desai
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): G. Maynard Green, Edward Bradbury Cloutman, Will Pryor
Hearing Site: Dallas, TX
Checkmark IconDismissed by Rule 12504

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