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FINRA Awards for Richard M. Duxbury

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0228105/13/2009Claimant(s): Alan Bonebrake, Cecilia Johnson, Chrisenda Smith, Clarence Koester, Claretta Royal, Colleen Schreiter, Personal Rep, Deroy Harshman, Dona Brungardt, Donald Bremer, Donna Gress, Donna Jacobson, Duane Madison, Dwayne Witt, Elaine Heng, Erma Barrett, Esther Schnitzer, Faith Eyman, George Stukenholtz, Gerald Royal, Helen Ladd, et al
Claimant Lawyers(s): J. L. Spray
Respondent(s): Donald Beary, James Stanfield
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Richard M. Duxbury, Frederick B. Anderson, Thomas J. Pleiss
Hearing Site: Omaha, NE
Checkmark Icon$10,290,000
06-0514807/15/2008Claimant(s): Mary Yearsley
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Capital Growth Financial, VSR Financial Services.
Respondent Lawyers(s): Brian J. Schuster, Jon M. Stanfield, Michael Jacobs
Arbitrator(s): Richard M. Duxbury, John P. Wright, Roger J. Miller
Hearing Site: Omaha, NE
Checkmark Icon$92,176
06-0482202/29/2008Claimant(s): Neal Winberg, Shelley Winberg, Winberg Family Partnership, LLP, Winberg Family Char. Remainder Trust
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): Debra Silversmith, Donald Silversmith, Omnivest.
Respondent Lawyers(s): Russell K. Bean, William D. Nelson
Arbitrator(s): Jeffrey M. Bain, Richard M. Duxbury, David K. Schaal
Hearing Site: Omaha, NE
Checkmark Icon$307,717

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