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FINRA Awards for Richard M. Duxbury

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0409210/10/2007Claimant(s): Mark Brittan
Claimant Lawyers(s): Edward F. Pohren
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Richard M. Duxbury, Michael R. Wendel, Frederick S. Cassman
Hearing Site: Omaha, NE

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