12-03668 | 03/20/2014 | Claimant(s): Beth Landau Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff Arbitrator(s): William G. Binckes, Raymond Nardo, Annette B. Meyers Hearing Site: New York, NY
| | Expungement |
11-00567 | 07/13/2012 | Claimant(s): John Sisk Claimant Lawyers(s): Timothy Feil Respondent(s): John Sykes, Kirk Kubach, Paul Chuzi, Paul Richardson, JHS Capital Advisors., Pointe Capital. Respondent Lawyers(s): Elizabeth Schmid Arbitrator(s): Robert L. Salzberg, James J. Fishman, Annette B. Meyers Hearing Site: New York, NY
| | $1,693,200 |
08-04144 | 10/06/2010 | Claimant(s): Ann Myers Claimant Lawyers(s): Wayne E. Batcheler Respondent(s): Alan Knisley, Wachovia Securities, Edward Mercier Respondent Lawyers(s): Alan S. Rafterman, Angela A. Turiano Arbitrator(s): Annette B. Meyers, Michelle Jacobowitz Gallagher, Judith C. Greene Hearing Site: New York, NY
| | $0 |
06-03972 | 10/24/2007 | Claimant(s): George Nordike Claimant Lawyers(s): George Nordike Respondent(s): Israel Epstein, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael E. Olney Arbitrator(s): Barbara J. Glenns, Annette B. Meyers, James M. Rhodes Hearing Site: New York, NY
| | $250 |