FINRA Awards for Sherri Lynne Kimmell

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01836	11/02/2021	Claimant(s): Retina Consultants, P.C., P.C. Pension Plan Claimant Lawyers(s): John B. Long Respondent(s): Raymond Benjamin, South State Bank, Successor GBTL Financial LLC Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Carleton E. Blankenburg, Bruce W. Bennett, Sherri Lynne Kimmell Hearing Site: Atlanta, GA		Expungement
19-02352	09/08/2020	Claimant(s): Juan F. Woodroffe Retirement Plan Claimant Lawyers(s): Peter J. Mougey Respondent(s): Santander Securities LLC Respondent Lawyers(s): Jorge I. Peirats Arbitrator(s): Sherri Lynne Kimmell Hearing Site: San Juan, PR		Dismissed by Rule 12206/12504
19-02630	08/24/2020	Claimant(s): Triana Waldron Claimant Lawyers(s): Phillip E. Thompson Respondent(s): Jonathan Dudley, Centaurus Financial. Respondent Lawyers(s): Jonathan H Dudley, Mike West Arbitrator(s): John F. Allgood, David Blair Sinyard, Sherri Lynne Kimmell Hearing Site: Atlanta, GA		Dismissed
15-00260	06/17/2016	Claimant(s): Aeet.us Inc Claimant Lawyers(s): Sanjay Saggere Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Harvey R. Linder, M. Scott Holcomb, Sherri Lynne Kimmell Hearing Site: Atlanta, GA		$0