Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01888 | 05/18/2021 | Claimant(s): Amy Toliver, Cynthia Toliver, Janet Narduzzi Claimant Lawyers(s): Stephen C. Mouritsen Respondent(s): John Arnold, AXA Advisors Respondent Lawyers(s): Daniela Paez, Nancy L. Hendrickson Arbitrator(s): Jay H. Feldstein, David S. Eisenberg, Kenneth L. Mann Hearing Site: Phoenix, AZ |  | Expungement |
| 17-00728 | 10/16/2020 | Claimant(s): The Estate of Kenneth J. Meade Claimant Lawyers(s): Steven G. Legum Respondent(s): John Conroy, Andrew Garrett Inc. Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): LeRoy Melvin Gilbertson, Kenneth L. Mann, William B. Morgan Hearing Site: Phoenix, AZ | | Dismissed |
| 19-01774 | 09/25/2020 | Claimant(s): Michael Stevens, Michael Stevens IRA Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC, Securities Service Network Respondent Lawyers(s): Christopher G. Lazirini, Jon D. Kaplon Arbitrator(s): David S. Eisenberg, Roger A. Geddes, Kenneth L. Mann Hearing Site: Phoenix, AZ | | $0 |